UNITED STATES SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

 

 

Date of Report (Date of earliest event reported):

December 5, 2013

 

Commission File Number: 0-29923

 

CUI Global, Inc.

(Name of Small Business Issuer in Its Charter)

 

 

 

Colorado  84-1463284
(State or jurisdiction of  (I.R.S. Employer
incorporation or organization) Identification No.)

  

20050 SW 112th Avenue, Tualatin, Oregon  97062
(Address of Principal Executive Offices)  (Zip Code)

 

(503) 612-2300

(Registrant’s telephone number)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a- 12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.1 4d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Section 5 - Corporate Governance and Management

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

Our Annual Meeting of Stockholders was held on Thursday, December 5, 2013, at 9:00 a.m. PST in our corporate offices located at 20050 SW 112th Avenue, Tualatin, Oregon 97062) for the following purposes:

 

1.Election of three directors to hold office until the 2014 Annual Meeting of Stockholders or until their respective successors have been duly elected and qualified;
2.Ratification of the appointment of Liggett, Vogt & Webb, P.A. as the Company’s Independent Auditor for the year ending December 31, 2013;
3.Advisory approval of the company’s executive compensation (Say-on-Pay);
4.Advisory vote on the frequency of a shareholder vote on executive compensation (Say-on-Frequency);
5.Approve the amended Restated Articles of Incorporation to compile prior amendments into a single document;

 

 
 

 

The final vote calculation on each of these items is as follows:

 

DIRECTORS Vote Type Voted
Thomas A. Price For      7,415,004
  Withheld         138,218
  Non Votes      6,789,501
  Uncast                  -   
     
Sean P. Rooney For      7,417,004
  Withheld         136,218
  Non Votes      6,789,501
  Uncast                  -   
     
Corey A. Lambrecht For      7,418,504
  Withheld         134,718
  Non Votes      6,789,501
  Uncast                  -   
     
AUDITOR For     13,884,786
  Against         165,829
  Abstain         292,108
  Non Votes                  -   
  Uncast                  -   
     
EXECUTIVE COMPENSATION For      7,164,455
  Against         156,405
  Abstain         232,362
  Non Votes      6,789,501
  Uncast                  -   
     
FREQUENCY OF COMPENSATION 1 Year      4,564,466
  2 Years         296,144
  3 Years      2,678,816
  Abstain           13,796
  Non Votes      6,789,501
  Uncast                  -   
     
ARTICLES OF INCORPORATION For      7,327,314
  Against             4,395
  Abstain         221,513
  Non Votes      6,789,501
  Uncast                  -   

 

Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Signed and submitted this 11th day of December 2013.

 

  CUI Global, Inc.
  By:     /s/ William J. Clough
    William J. Clough, CEO/President