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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
6 1/4% Convertible Subordinated Notes | (3) | 08/09/2007 | S | $ 5,000,000 (4) | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 667,557 | $ 7,810,798 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
James & Agnes Kim Foundation, Inc. 1345 ENTERPRISE DRIVE WEST CHESTER, PA 19380 |
See Exhibit No. EX-99.1 |
/s/Memma S. Kilgannon*** | 08/13/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sale in private transaction to James J. Kim. |
(2) | Equals the closing price of Amkor Technology, Inc. common stock on August 8, 2007 as reported on the Nasdaq Global Market. |
(3) | The 6 1/4% Convertible Subordinated Notes will bear an interest rate of 6.25% per year, payable semi-annually in arrears commencing on June 1, 2006, will be convertible into Amkor's common stock at a conversion price of $7.49 per share (subject to adjustment as provided in the Indenture and Note), and will be subordinated to the prior payment in full of all of Amkor's senior and senior subordinated debt. The 6 1/4% Convertible Subordinated Notes are convertible at any time, if not previously converted, and will mature on 12/01/13 when the outstanding principal is due and payable. |
(4) | Face value of convertible notes. |
Remarks: ***As Attorney-in-Fact for Susan Y. Kim, who is signing this Form 4 in her capacity as Secretary of the reporting person. |