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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BARRON WILLIAM G 255 EAST 5TH STREET, SUITE 2900 CINCINNATI, OH 45202 |
X |
/s/ Denise R. Manus, POA | 02/15/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Total has been revised to correctly state the number of shares held by the reporting person in direct ownership. The number of shares owned in direct form was incorrectly stated as 52,284 on 12/31/18, and should have been stated as 74,925. |
(2) | Total includes 411 shares acquired through the reinvestment of cash dividends between 4/3/2018 and 1/28/2019. |
(3) | Total has been revised to correctly state the number of shares held by the reporting person in indirect ownership. The number of shares held indirectly by Family Trust was incorrectly stated as 566,776 on 12/31/2018 and should have been reported as 547,938. |
(4) | Total has been revised to correctly state the number of shares held by the reporting person in indirect ownership. The number of shares held indirectly by Generation Skipping Trust was incorrectly stated as 112,602 on 12-31-2018 and should have been reported as 107,602. |
(5) | Total includes 660 shares acquired through the reinvestment of cash dividends between 4/3/2018 and 1/28/2019. |
(6) | Total has been revised to correctly state the number of shares held by the reporting person in indirect ownership. The number of shares held indirectly by Spouse/IRA was incorrectly stated as 72,498 on 12-31-2018 and should have been reported as 73,707. |
(7) | Total includes 448 shares acquired through the reinvestment of cash dividends between 4/3/2018 and 1/28/2019. |