1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to Buy)
|
02/15/2015(2)
|
02/15/2022 |
Common Stock
|
2,449
|
$
14.28
|
D
|
Â
|
Stock Options (Right to Buy)
|
02/20/2015(3)
|
02/20/2023 |
Common Stock
|
902
|
$
16.55
|
D
|
Â
|
Stock Options (Right to Buy)
|
02/26/2015(4)
|
02/26/2024 |
Common Stock
|
910
|
$
22.3
|
D
|
Â
|
RSU's 02/2012
|
Â
(5)
|
02/15/2015(5)
|
Common Stock
|
210
|
$
(6)
|
D
|
Â
|
RSU's 02/2013
|
Â
(7)
|
02/20/2016(7)
|
Common Stock
|
872
|
$
(6)
|
D
|
Â
|
RSU's 02/2014
|
Â
(8)
|
02/26/2017(8)
|
Common Stock
|
1,184
|
$
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
300 of these shares of SunCoke Enegy, Inc. common stock are held jointly with reporting person's spouse. |
(2) |
Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable commencing on February 15, 2015. |
(3) |
Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in two annual installments commencing on February 20, 2015. |
(4) |
Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 26, 2015. |
(5) |
Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These restricted share units vest on February 15, 2015. |
(6) |
Not applicable. |
(7) |
Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in two equal annual installments commencing on February 20, 2015. |
(8) |
Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 26, 2015. |