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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-qualified Stock Option (Right to Buy) | $ 23.93 | 05/08/2013 | M | 500 | (7) | 07/01/2013 | Common Stock | 500 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TAYLOR RONALD L 3005 HIGHLAND PARKWAY DOWNERS GROVE, IL 60515 |
Senior Advisor/Director |
/s/ Gregory S. Davis for Ronald L. Taylor | 10/07/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were gifted to an irrevocable trust for the benefit of the reporting person's grandchildren. |
(2) | On November 4, 2011, the reporting person contributed 100,000 shares of common stock of DeVry Education Group Inc. to the Ronald L. Taylor Second 2011 Grantor Retained Annuity Trust. |
(3) | These shares were gifted to an irrevocable trust for the benefit of a grandchild of the reporting person. |
(4) | On December 13, 2012, the reporting person contributed 100,000 shares of common stock of DeVry Education Group Inc. to the Ronald L. Taylor 2012 Grantor Retained Annuity Trust. |
(5) | On November 20, 2013, the reporting person contributed 4,000 shares of common stock of DeVry Education Group Inc. to the Rehabilitation Institute of Chicago. |
(6) | The total amount of securities owned reflects 27,664 fewer shares than reported on the reporting person's most recent Form 5 filing. The reporting person has been unable to confirm when the discrepancy arose, and therefore, has inserted the date that this report is being filed. |
(7) | This option vests at 20% per year. This option will be fully vested at the end of the 5th year. |
Remarks: A reconciliation process was conducted to explore a potential discrepancy between the reporting person's actual and reported ownership. A discrepancy was identified, after which a review of reporting person's transaction history was performed. The review confirmed the transactions set forth above, which account for substantially all of the discrepancy. A portion of the discrepancy, 27,644 shares, could not be accounted for. |