UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gary Jesse E 2511 GARDEN ROAD BUILDING A, SUITE 200 MONTEREY, CA 93940 |
 |  |  EVP, Gen. Counsel & Secretary |  |
/s/ Jesse E. Gary | 02/07/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes vested performance share units granted to the Reporting Person upon commencing employment with the Issuer on February 25, 2010, all of which will settle on the three year anniversary of the grant date, February 25, 2013 and vested performance share units granted to the Reporting Person pursuant to the Issuer's 2011-2014 Performance Share Program and unvested performance share units granted to the Reporting Person pursuant to the Issuer's 2012-2015 Performance Share Program under a Rule 16b-3(d) plan, 3,000 of which will settle on each of March 22, 2013 and March 22, 2014 and 2,500 of which will vest on each of April 16, 2014 and April 16, 2015, respectively. |