United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the
Securities Exchange Act of 1934
For the month of
November 2018
Vale S.A.
Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F x Form 40-F o
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes o No x
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes o No x
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes o No x
(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82- .)
Purchases of equity securities by the issuer and affiliated purchasers on October 31, 2018
Company: VALE S.A.
Beginning balance
|
|
|
|
|
|
|
% |
| ||
|
Type of security |
|
Characteristic of the security |
|
Quantity |
|
Same class of |
|
Total capital |
|
|
Shares |
|
VALE 3 |
|
105.088.381,00 |
|
1.99 |
% |
1.99 |
% |
Movements
|
Type of security |
|
Characteristic of |
|
Intermediate |
|
Operation |
|
Date |
|
Quantity |
|
Average price |
|
Volume (R$) |
|
|
Shares |
|
VALE3 |
|
SANTANDER CCTVM |
|
Buy |
|
26/09/2018 |
|
1.262.400 |
|
60.5091 |
|
76,386,625 |
|
|
Shares |
|
VALE3 |
|
CITI CCTVM |
|
Buy |
|
01/10/2018 |
|
164.700 |
|
59.6046 |
|
9,816,871 |
|
|
Shares |
|
VALE3 |
|
SANTANDER CCTVM |
|
Buy |
|
05/10/2018 |
|
2.032.800 |
|
57.6614 |
|
117,214,092 |
|
Ending balance
|
|
|
|
|
|
|
% |
| ||
|
Type of security |
|
Characteristic of the security |
|
Quantity |
|
Same class of |
|
Total capital |
|
|
Shares |
|
VALE 3 |
|
108,548,281.00 |
|
2.05 |
% |
2.05 |
% |
Company: VALE S.A.
Beginning balance
|
|
|
|
|
|
|
% |
| ||
|
Type of security |
|
Characteristic of the security |
|
Quantity |
|
Same class of |
|
Total capital |
|
|
ADS |
|
VALE |
|
18,792,026.00 |
|
0.36 |
% |
0.36 |
% |
Movements
|
Type of security |
|
Characteristic of |
|
Intermediate |
|
Operation |
|
Date |
|
Quantity |
|
Average price |
|
Volume (US$) |
|
|
ADS |
|
VALE |
|
BRADESCO SECURITIES |
|
Buy |
|
26/09/2018 |
|
1,056,300 |
|
14.9778 |
|
15,821,050 |
|
|
ADS |
|
VALE |
|
CREDIT SUISSE SECURITIES |
|
Buy |
|
01/10/2018 |
|
151,920 |
|
14.8610 |
|
2,257,683 |
|
|
ADS |
|
VALE |
|
XP INVESTMENTS |
|
Buy |
|
05/10/2018 |
|
2,180,000 |
|
14.9544 |
|
32,600,492 |
|
Ending balance
|
|
|
|
|
|
|
% |
| ||
|
Type of security |
|
Characteristic of the security |
|
Quantity |
|
Same class of |
|
Total capital |
|
|
ADS |
|
VALE |
|
22,180,246.00 |
|
0.42 |
% |
0.42 |
% |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
|
Vale S.A. | |
|
|
(Registrant) | |
|
|
| |
|
|
By: |
/s/ André Figueiredo |
|
Date: November 09, 2018 |
|
Director of Investor Relations |