UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ARES MANAGEMENT LLC 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES, CA 90067 |
 X |  |  |  |
Ares Management Holdings L.P. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES, CA 90067 |
 X |  |  |  |
Ares Holdco LLC 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES, CA 90067 |
 X |  |  |  |
Ares Holdings Inc. 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES, CA 90067 |
 X |  |  |  |
ARES MANAGEMENT LP 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES, CA 90067 |
 X |  |  |  |
Ares Management GP LLC 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES, CA 90067 |
 X |  |  |  |
Ares Partners Holdco LLC 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES, CA 90067 |
 X |  |  |  |
/s/ Michael D. Weiner, by Authorized Signatory of ARES MANAGEMENT LLC | 09/13/2016 | |
**Signature of Reporting Person | Date | |
/s/ Michael D. Weiner, by Authorized Signatory of ARES HOLDCO LLC, general partner for ARES MANAGEMENT HOLDINGS L.P. | 09/13/2016 | |
**Signature of Reporting Person | Date | |
/s/ Michael D. Weiner, by Authorized Signatory of ARES HOLDCO LLC | 09/13/2016 | |
**Signature of Reporting Person | Date | |
/s/ Michael D. Weiner, by Authorized Signatory of ARES HOLDINGS INC. | 09/13/2016 | |
**Signature of Reporting Person | Date | |
/s/ Michael D. Weiner, by Authorized Signatory of ARES MANAGEMENT GP LLC, general partner for ARES MANAGEMENT, L.P. | 09/13/2016 | |
**Signature of Reporting Person | Date | |
/s/ Michael D. Weiner, by Authorized Signatory of ARES MANAGEMENT GP LLC | 09/13/2016 | |
**Signature of Reporting Person | Date | |
/s/ Michael D. Weiner, by Authorized Signatory of ARES PARTNERS HOLDCO LLC | 09/13/2016 | |
**Signature of Reporting Person | Date |
No securities are beneficially owned | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: Pursuant to a bankruptcy reorganization plan (the "Plan") of the Issuer and its affiliates, Ares Management LLC and its affiliates designated three individuals who were appointed to the board of directors of the Issuer on September 9, 2016.  Accordingly, Ares Management LLC and its affiliates listed hereon may be deemed to be a director by deputization. |