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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Employee Stock Option (Right to Buy) (6) | $ 2.05 | 03/25/2004 | Â | A4 | 100,000 | Â | Â (7) | 03/25/2014 | Common Stock | $ 0 | 414,042 | Â | ||
Employee Stock Option (Right to Buy) (6) (8) | $ 2.05 | 12/13/2006 | Â | M | 60,000 | Â | Â (7) | 03/25/2014 | Common Stock | $ 0 | 40,000 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BURROW MICHAEL L 654 N SAM HOUSTON PKWY E, SUITE 400 HOUSTON, TX 77060-5914 |
 X |  |  President and CEO |  |
/s/ Michael L. Burrow by Natalie S. Hairston, Power of Attorney | 02/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This number was incorrectly reported as 832,204 in the reporting person's original Form 3. |
(2) | This number was incorrectly reported as 998,527 in the reporting person's original Form 3. |
(3) | This total includes 2,000 shares, the acquisition of which was reported on a Form 4 filed by the reporting person on May 24, 2004. |
(4) | This line amends line 3 of Table I of the Form 4 filed by the reporting person on December 15, 2006. |
(5) | This line amends line 4 of Table I of the Form 4 filed by the reporting person on December 15, 2006. |
(6) | Options granted pursuant to ENGlobal Corporation 1998 Incentive Plan. |
(7) | The option vests as follows: 20% on date of grant, and four equal annual installments of 20% each beginning on December 31, 2004. |
(8) | This line amends line 3 of Table II of the Form 4 filed by the reporting person on December 15, 2006. |